Regional Extension Centers (REC) Reported Practice Level Challenges to Achieving Meaningful Use
AHRQ's 2012 Annual Conference Slide Presentation
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Slide 1

REC Reported Practice Level Challenges to Achieving Meaningful Use
Office of Provider Adoption Support
Dawn Heisey-Grove, MPH
September 10, 2012
Slide 2

62 RECs Cover 100% of the USA
Initial Program Goal:
100,000 priority primary care providers achieve meaningful use (MU) by 2014.
Every REC:
- Has a defined service area and specific number of providers.
- Provides unbiased, practical support throughout process.
- Serves as two-way pipeline to federal and local resources.
Approach differs by REC:
- Independent operations.
- Affiliation with QIOs and universities.
- Partnership with other Office of the National Coordinator for Health Information Technology (ONC) grantees (Beacon and health information exchange [HIE]).
- Variety of hospital and payer partnerships.
Image: A map of the United States shows the locations of the 62 RECs.
Slide 3

Who RECs Are Helping
Image: A pie chart shows a breakdown of providers working with RECs as of March 12, 2012:
- Private Practice 1- 10 (46,613).
- Public Hospitals (16,994).
- Community Health Center (20,834).
- Practice Consortium (17,591).
- Rural Health Clinic (3,618).
- Rural Hospital (1,447).
- Critical Access Hospital (4,050).
- Other Underserved Setting (16,592).
Image: A pie chart shows Primary Care Providers (PCPs) in the U.S. Working with RECs (60%) and Not Working with RECs (40%).
Over 120,000 providers:
~ 42% of all PCPs in U.S.
~ 70% of all rural providers
~ 74% of Federally Qualified Health Centers (FQHCs)
*Not shown: 10,000+ specialists.
Slide 4

Who Works with the RECs?
Image: Two pie charts show specialties working with RECS:
- Family Practice Providers (52,665).
- Pediatricians (21361).
- Internal Medicine Practitioners (29,320).
- OB-GYNs (14,702).
- General Practice Providers (5,579).
- Other Providers (1,665).
- Geriatricians (882).
- Adolescent Medicine Providers (222).
- Gynecologists (926).
Slide 5

Background
- In November, 2011, RECs were asked to enter site-level challenges in the CRM.
- RECs are using the CRM Challenges feature in varying ways:
- Some are creating a "Challenges" for every site; for those sites on track, they are creating an "On Track" issue.
- Others are only creating "Challenges" issues for those practices that are stuck in the process.
- 3 RECs are sending data files to OPAS external to the CRM. Those data are incorporated into these slides.
Slide 6

Challenges Categories
- One field captures the stage of adoption for the practice: are they trying to reach AIU [adopt/implement/upgrade or use], or MU?
- There are then 5 Challenges Types: Practice Issues, Vendor Issues, Attestation Process problems, problems with MU Measures, and an "On Track" classification.
- Within each of the Challenges Types, there are sub-categories. A definition page is available upon request.
Slide 7

Primary and Secondary Challenges Categories
Practice Issues
- Workflow adoption.
- Provider engagement.
- Training.
- Vendor selection.
- Administrative.
- Financial.
- Staffing.
Vendor Issues
- Upgrade:
- Delays in Implementation/ Installation.
- Certification:
- Reports slow/not available.
- Training/support materials inadequate/ not available.
- Lack of vendor support.
- Technical.
- Inaccurate reports and/or data.
Attestation Process Issues
- Calculating patient volume.
- Medicaid program not up yet.
- Medicaid technical/administrative.
- Medicare technical/administrative.
MU Measures
- Core CQMs.
- Alternate Core CQMs.
- Additional CQMs.
- Each of the Core/Menu Set measure.
Complete list of Challenges categories, including tertiary categories and descriptions of the categories, is available upon request.
Slide 8

Resolved Challenges: Site Level
- Challenges can be resolved with at the site level or provider level
- At the site level, a Challenges would be resolved if:
- The REC indicates the issue is "Completed."
- A new issue is created to indicate the site is now on track.
- An "on track" issue is resolved if a new Challenges issue is created.
Slide 9

Resolved Challenges: Provider Level
- At the provider level, all challenges are resolved if the provider receives an MU payment from the Centers for Medicare & Medicaid Services (CMS).
- Other ways a provider may have a Challenges resolved:
- Attestation Process issues are resolved when a payment is received from CMS.
- AIU issues are resolved if an AIU payment is received by CMS.
- Vendor selection issues are resolved if a provider reaches M2 and the issue was created before the M2 date.
- All issues except Attestation Process are resolved if a provider reaches M3.
- All AIU Vendor Issues when the provider reaches M2, provided the issue was created before the M2 date.
Slide 10

Top Ten Overall Challenge Categories by Number of Providers Impacted
| Rank | Secondary Challenge Category | Rank Last Month | Total Providers Impacted (% resolved) | New reports this month by number of providers (% of total providers with new reports) |
|---|---|---|---|---|
| 1 | MU Measures | 1 | 4,556 (12%) | 364 (15%) |
| 2 | Provider engagement | 2 | 3,853 (12%) | 249 (10%) |
| 3 | Administrative practice issues | 4 | 3,063 (11%) | 510 (21%) [Image: A blue ribbon with #1 on it] |
| 4 | Vendor selection | 3 | 2,974 (22%) | 72 (3%) |
| 5 | Workflow adoption | 6 | 2,081 (10%) | 76 (3%) |
| 6 | Vendor delays in implementation/ installation | 5 | 1,995 (9%) | 157 (6%) |
| 7 | Medicaid Program not up yet | 7 | 1,645 (29%) | 32 (1%) |
| 8 | Practice financial issues | 10 | 1,609 (14%) | 244 (10%) |
| 9 | Vendor EHR reports slow/ not available | 8 | 1,408 (12%) | 66 (3%) |
| 10 | Practice staffing issues | 13 | 1,191 (14%) | 77 (3%) |
Data as of August 5, 2012, pulled from the ONC CRM. A total of 19,237 challenge Issues have been reported by RECs, impacting 54,101 providers. A total of 1,197 challenge Issues were created between July 1 and August 5, 2012, affecting 3,251 providers. 2,942 providers had challenge issues resolved between July 1 and August 5, 2012.
Slide 11

Challenge Activity For The Month
Top Ten New Challenge Issues
| Secondary Challenge Category | Number of Providers (% of total providers with new reports) |
|---|---|
| Administrative practice issues | 510 (21%) [Image: A green circle contains an arrow pointing up with the number 6 in it] |
MU Measures | 364 (15%) |
Provider engagement | 249 (10%) |
Practice financial issues | 244 (10%) |
Vendor delays in implementation / installation | 157 (6%) |
Vendor EHR reports slow/ not available | 95 (4%) |
Staffing | 77 (3%) |
Workflow adoption | 76 (3%) |
| Medicare technical issues | 75 (3%) |
Vendor selection | 72 (3%) |
Top Ten Resolved Challenges
| Secondary Challenge Category | Number of Providers (% of total providers impacted by secondary category) |
|---|---|
Vendor selection | 192 (13%) |
MU Measures | 159 (11%) |
Provider engagement | 124 (8%) |
Vendor EHR reports slow/ not available | 109 (7%) |
Administrative practice issues | 95 (6%) |
Vendor upgrades | 76 (5%) |
Practice staffing issues | 67 (5%) |
Vendor delays in implementation / installation | 60 (4%) |
Medicaid program not up yet | 59 (4%) |
Workflow adoption | 54 (4%) |
Data as of August 5, 2012, pulled from the ONC CRM. A total of 1,197 challenge issues were created between July 1 and August 5, 2012, affecting 3,251 providers. 2,942 providers had challenge issues resolved between July 1 and August 5, 2012. The green circle represents the issue with the most movement this month.
Slide 12

Overall Top Ten MU Measures-Specific Challenges
| Rank | Meaningful Use Measure | Number of Providers Impacted | New Reports this month by number of providers impacted |
|---|---|---|---|
| 1 | Core 13: Clinical Summary | 1648 [Image: A green circle contains an arrow pointing up with the number 5 in it] | 116 (28%) |
| 2 | Menu 7: Medication Reconciliation | 852 | 9 (2%) |
| 3 | Core 15: Security Review | 851 | 15 (4%) |
| 4 | Menu 4: Patient Reminders | 820 [Image: A green circle contains an arrow pointing up with the number 7 in it] | 6 (1%) |
| 5 | Menu 8: Summary Care Record | 802 | 7 (2%) |
| 6 | Menu 9: Immunization | 607 [Image: A green circle contains an arrow pointing up with the number 5 in it] | 11 (3%) |
| 7 | Menu 6: Educational Resources | 585 | 26 (6%) |
| 8 | Core 14: Electronic Exchange | 513 | 17 (4%) |
| 9 | Core 9: Smoking Status | 490 | 1 (0.2%) |
| 10 | Core CQMs | 444 | 7 (2%) |
Data as of August 5, 2012, pulled from the ONC CRM. Users may select multiple measure-specific issues as challenges within one report, therefore, these numbers may overestimate the total number of challenge reports for Measure-specific issues. The blue ribbon indicates the top reported issue for the month. The green circle represents the issue with the most movement this month.
Measures to watch:
Core 4 (eRx) is #13 overall this month (down from #8) with 21 (5%) new reports.
Slide 13

Top Ten Newly Reported MU Measures-Specific Challenges: July 1-August 5, 2012
| Rank | Meaningful Use Measure | New Reports this month, by number of providers impacted | Percent of total monthly providers impacted |
|---|---|---|---|
| 1 | Core 13: Clinical Summary | 116 | 28% |
| 2 | Core 9: Smoking Status | 62 | 15% |
| 3 | Core 8: Vital Signs | 37 | 9% |
| 4 | Menu 6: Educational Resources | 26 | 6% |
| 5 | Core 4: eRx | 21 | 5% |
| 6 | Core 14: Electronic Exchange | 17 | 4% |
| 7 | Core 15: Security Review | 15 | 4% |
| 8 | Additional CQMs | 12 | 3% |
| 9 | Menu 9: Immunization | 11 | 3% |
| 10 | Menu 2: Laboratory Tests | 10 | 2% |
Data as of August 5, 2012, pulled from the ONC CRM. Users may select multiple measure-specific issues as challenges within one report, therefore, these numbers may overestimate the total number of challenge reports for Measure-specific issues.
Slide 14

Top Ten Top Ten Challenge Categories for Providers Trying to Reach MU
| Rank | Secondary Challenge Category | Rank Last Month | Total Providers Impacted (% resolved) | Reports this month (% of total monthly reports) |
|---|---|---|---|---|
| 1 | MU Measures-specific issues | 1 | 2,859 (8%) | 109 (14%) |
| 2 | Provider engagement | 2 | 1,533 (5%) | 124 (16%) [Image: A blue ribbon with #1 on it] |
| 3 | Practice administrative issues | 6 | 1,133 (3%) | 96 (13%) |
| 4 | Vendor EHR reports slow/ not available | 3 | 1,064 (5%) | 16 (2%) |
| 5 | Workflow adoption | 4 | 1,023 (2%) | 30 (4%) |
| 6 | Upgrade | 5 | 805 (3%) | 20 (3%) |
| 7 | Vendor delays in implementation/ installation | 7 | 565 (0.4%) | 45 (6%) |
| 8 | Practice staffing issues | 13 [Image: A green circle contains an arrow pointing up with the number 13 in it] | 538 (1%) | 64 (8%) |
| 9 | Practice financial issues | 9 | 526 (2%) | 8 (1%) |
| 10 | Vendor reports and/or data inaccurate | 10 | 523 (1%) | 39 (5%) |
Data as of August 5, 2012, pulled from the ONC CRM. MU refers to the implementation phase the site is at for their EHR. A total of 11,991 providers have MU challenge Issues. The green circle represents the issue with the most movement this month; the blue ribbon indicates the top reported challenge for the month.
Slide 15

Top Ten Newly Reported Challenge Categories for Providers Trying to Reach MU: July 1-August 5, 2012
| Rank | Secondary Challenge Category | Rank Last Month | Total Providers Impacted | Percent of total monthly providers impacted |
|---|---|---|---|---|
| 1 | Provider engagement | 2 | 124 | 16% |
| 2 | MU Measures | 1 | 109 | 14% |
| 3 | Administrative practice issues | 6 | 96 | 13% |
| 4 | Practice staffing issues | 7 | 64 | 8% |
| 5 | Medicare technical issues | 17 [Image: A green circle contains an arrow pointing up with the number 12 in it] | 53 | 7% |
| 6 | Vendor delays in implementation/ installation | 3 | 45 | 6% |
| 7 | Vendor reports and/or data inaccurate | 9 | 39 | 5% |
| 8 | Practice staff training | 4 | 32 | 4% |
| 9 | Workflow adoption | 5 | 30 | 4% |
| 10 | Upgrade | 15 [Image: A green circle contains an arrow pointing up with the number 5 in it] | 20 | 3% |
Data as of August 5, 2012, pulled from the ONC CRM. MU refers to the implementation phase the site is at for their EHR. A total of 2,773 providers have newly reported MU challenge Issues between July 1-August 5, 2012. The green circle represents the issue with the most movement this month.
Slide 16

Challenge and On Track Reports by Site
Images: A pie chart shows proportion of sites with challenge/on track reports:
- On Track Report: 8%.
- Barrier Issue: 13%.
- No Barrier Issue: 79%.
A bar graph shows number of reports per site. 84% of sites have only 1 challenge/on track issue reported.
Data as of August 5, 2012, pulled from the ONC CRM. 15,983 sites are represented in 19,237 challenge reports. Each site in the CRM may have multiple challenge issues created for it.
Slide 17

Overall Monthly Challenge Activity
Image: A bar graph shows monthly challenge activity from November 2011 to August 2012. Activity was highest in March and June 2012.
Data as of August 5, 2012, pulled from the ONC CRM. A total of 19,237 challenge Issues have been reported by RECs.
Slide 18

Proportion of Providers Impacted by Challenge Types as Reported in CRM
Image: A pie chart shows unresolved challenge issues:
- Practice Issues: 50%.
- Vendor Issues: 25%.
- MU Measures: 13%.
- Attestation Process: 12%.
Resolved Challenge Issues
| Issue | Percent Resolved |
|---|---|
| Attestation Process | 29 |
| MU Measures | 12.3 |
| Practice Issues | 13.7 |
| Vendor Issues | 15.99 |
Data as of August 5, 2012, pulled from the ONC CRM. 43,906 providers have open challenge issues; 33% (14,420) of those are on track. 10,195 providers have resolved issues.
Slide 19

Practice Issue Challenges
Images: A pie chart shows unresolved practice issue challenges:
- Administrative: 15%.
- Financial: 10%.
- Provider Engagement: 21%.
- Workflow Adoption: 10%.
- Vendor Selection: 31%.
- Staffing: 8%.
- Training: 5%.
A bar graph shows resolved practice issue challenges by number of providers from November 2011 to August 2012.
Data as of August 5, 2012, pulled from the ONC CRM. A total of 17,015 providers have a practice issue challenges report; 1,425 (8%) do not have a sub-category. 2,337 (14%) providers have practice issues that have been resolved.
Slide 20

Vendor Issue Challenges
Images: A pie chart shows unresolved vendor issue challenges:
- Delays in Implementation/ Installation: 27%.
- Inaccurate Reports and/or Data: 11%.
- Certification: 12%.
- Lack of Support: 3%.
- Reports Slow/Not Available: 16%.
- Technical: 12%.
- Training/Support Materials: 4%.
- Upgrade: 15%.
- Vendor Selection: 0%.
A bar graph shows resolved vendor issue challenges from November 2011 to August 2012.
Data as of August 5, 2012, pulled from the ONC CRM. A total of 8,737 providers have a vendor issue challenge report ; 825 (9%) do not have a sub-category. 1,385 (16%) providers have resolved vendor issue challenges.
Slide 21

Attestation Process Challenges
Images: A pie chart shows unresolved attestation process issues:
- Medicaid Program Not Up Yet: 34%.
- No Sub-Type: 26%.
- Medicaid: 19%.
- Medicare: 15%.
- Calculate Patient Volume: 6%.
A bar graph shows resolved attestation process issues from November 2011 to August 2012.
Data as of August 5, 2012, pulled from the ONC CRM. A total of 4,878 providers have an attestation process challenge report; 1,230 (25%) do not have a sub-category. 1,419 (29%) providers have a resolved attestation process issue.
Slide 22

Top Five Challenges by Practice Type
| Rank | CHCs | CAHs | Other Undeserved Setting | Practice Consortium | Private Practice 1-10 | Private Practice 11+ | Public Hospitals | Rural Health Clinic | Rural Hospitals | Specialty Practice |
|---|---|---|---|---|---|---|---|---|---|---|
| 1 | MU Measures* | Practice staffing*** | MU Measures* | Practice Administrative*** | Provider Engagement*** | Practice financial issues*** | Vendor delays in Implementation/ Installation**** | Provider Engagement*** | Practice administrative*** | Medicaid program not up yet** |
| 2 | Practice Administrative*** | Practice Administrative*** | Workflow adoption*** | Vendor selection**** | Vendor selection**** | Provider Engagement*** | Provider Engagement*** | MU Measures* | MU Measures* | MU Measures* |
| 3 | Vendor delays in Implementation/ Installation**** | MU Measures* | Provider engagement*** | MU Measures* | MU Measures* | Medicaid program not up yet** | Practice Administrative*** | Practice financial issues*** | Vendor technical**** | Vendor selection**** |
| 4 | Medicaid program not up yet** | Practice financial issues*** | Practice Administrative*** | Training/support materials* | Practice Administrative*** | MU Measures* | Medicaid program not up yet** | Practice administrative*** | Vendor upgrade**** | Vendor upgrade**** |
| 5 | Medicaid technical issues** | Workflow adoption*** | Vendor delays in Implementation/ Installation**** | Provider Engagement*** | Practice financial issues*** | Medicare technical issues** | Vendor selection**** | Vendor selection**** | Medicaid calculate patient volume** | Provider Engagement*** |
* MU Measures
** Attestation Process
*** Practice Issue
**** Vendor Issue
Data as of August 5 2012, pulled from the ONC CRM. Non-priority hospitals did not report any challenges.
Slide 23

Top Five MU Measures-Specific Challenges by Practice Type
| Rank | CHCs | CAHs | Other Undeserved Setting | Practice Consortium | Private Practice 1-10 | Public Hospitals | Rural Hospital | Rural Health Clinic | Specialty Practice |
|---|---|---|---|---|---|---|---|---|---|
| 1 | Core 15: Security Review | Menu 4: Patient Reminders | Core 13: Clinical Summary | Core 15: Security Review | Core 13: Clinical Summary | Core CQMs | Core 8: Vital Signs | Core 4: eRx | Core 9: Smoking Status [Image: A green circle contains an arrow pointing up with the number 9 in it] |
| 2 | Menu 9: Immunization | Core 13: Clinical Summary | Menu 8: Summary Care Record | Core 13: Clinical Summary | Core 15: Security Review | Core 13: Clinical Summary | Core 9: Smoking Status | Core 13: Clinical Summary [Image: A green circle contains an arrow pointing up with the number 6 in it] | Core 4: eRx |
| 3 | Menu 5: Electronic Access | Menu 8: Summary Care Record | Menu 4: Patient Reminders | Core 14: Electronic Exchange | Menu 9: Immunization | Core 1: CPOE | N/A | Core CQMs | Core 13: Clinical Summary [Image: A green circle contains an arrow pointing up with the number 8 in it] |
| 4 | Core 4: eRx | Menu 7: Medication Reconciliation | Menu 7: Medication Reconciliation | Core 11: Implement CDS [Image: A green circle contains an arrow pointing up with the number 5 in it] | Core 14: Electronic Exchange | Core 9: Smoking Status | N/A | Additional CQMs | Core 15: Security Review |
| 5 | Core 12: Electronic Copy | Menu 6: Educational Resources | Menu 6: Educational Resources | Core 9: Smoking Status | Core 9: Smoking Status | Core 4: eRx | N/A | Core 10: Reporting Ambulatory CQMs | Core 5: Active Medication List [Image: A green circle contains an arrow pointing up with the number 11 in it] |
Data as of August 5, 2012,pulled from ONC CRM, Private Practices >10 and non-priority hospitals did not report any MU Measures challenges.
Users may select multiple measure-specific issues as challenges within one report, therefore, these numbers may overestimate the total number of challenge reports for Measure-specific issues.
Green arrows indicate measures with significant upward movement in the rankings.


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